Securities Brokerage Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission  KorThor. 4/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis)   04/01/2000 01/04/2000
3. Notification of Capital Market Supervisory Board  TorThor 9/2551 Custody of Client Assets of a Securities Company   16/05/2008 01/08/2008
4. Notification of the Office of the Securities and Exchange Commission   7/2546    25/06/2003 01/07/2003
5. Notification of the Office of the Securities and Exchange Commission   24/2545    17/05/2002 01/06/2002
6. Circular   11/2542    29/06/1999